If you have questions such as these, this page will provide the information you need (you may also give us a call anytime!)
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How do I sign up for EDGAR filing codes, and what is a CIK, CCC, etc.?
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How do I calculate how much we will owe the SEC for our filings, and which filings require funds?
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How do I transfer funds to the SEC preparatory to filing?
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Where can I find templates of Section 16 "Ownership Filings" Form 3, Form 4 or Form 5, and how do I fill-in those forms?
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We are going to be late to file our quarterly or annual report - where can I find a template for a notification of late filing?
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What should our SEC form look like - what information should it contain?
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Out of so many forms, how do I choose which form should be filed?
Helpful links to become registered with the SEC and prepare for filing via EDGAR:
> FORM ID Uniform Application for Access Codes to obtain the necessary CIK (Central Index Key) & CCC (CIK Confirmation Code) codes to be able to file on EDGAR. Follow the SEC's online instructions. If any further assistance is desired, feel free to contact us.
> FedWire Instructions for Wire Transfer (FEDWIRE) of SEC Filing Fees (scroll down to the middle of the page). Contact the SEC directly at 202.942.8900 with questions regarding your account.
> Filing Fees SEC Filing Fees. Contact the SEC directly at 202.942.8900 with questions regarding your account.
Form Templates of often-used short forms (you may complete the form and send to us for filing):
> FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES.
General Instructions
> FORM 4 STATEMENT OF CHANGES OF BENEFICIAL OWNERSHIP OF SECURITIES.
General Instructions
> FORM 5 ANNUAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES.
General Instructions
> 12b-25 (NT) NOTIFICATION OF LATE FILING.
Templates for all other forms
Descriptions of all SEC Forms
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